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David J. Sullwold, CFP®, LUTCF
David J. Sullwold, CFP®, LUTCF
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David J. Sullwold, CFP®, LUTCF

Disclosure Documents

 

 

Sagepoint Form ADV Part 2A

 

David Sullwold Form ADV Part2B

 

 

NOTE: Before proceeding further, please be advised that this web site is operated by a registered representative associated with SagePoint Financial, Inc., a registered Broker/Dealer, Member FINRA/SIPC and a registered investment advisor, member FINRA/SIPC . The web site owner(s)is registered to discuss with or offer investment & financial services & products only to residents of the states within which the owner(s) is licensed, CA, IL, NC, OR, WA.. Securities related services may not be provided to individuals residing in any other state. The information offered is for informative purposes only. None of this information is to be construed as an offer to buy or sell securities referred to within or otherwise. Neither the owner(s) of this web site nor SagePoint Financial, Inc., makes any guarantee as to the accuracy or completeness of this information

Securities and Investment Advisory Services offered through SagePoint Financial, Inc.  A Registered Broker Dealer and registered investment advisor. Member FINRA/SIPC

Investments in securities involve risk, including the potential loss of principal invested.
 

This communication is intended for individuals residing in the states of OR,WA, CA, NC, IL. No offers may be made or accepted from any resident outside the specific state(s) referenced.

IMPORTANT: Please contact me at david@wfgadvisors.com or by calling 503-744-0577.The site may contain links to articles or other information that are contained on a third party website. SagePoint Financial, Inc., does not endorse or accept responsibility for the content, or the use, of the web site. SagePoint Financial, Inc.  assumes no liability for any inaccuracies, errors or omissions in or from any data or other information provided on the pages.
SagePoint Financial is not affiliated with any social media website. We do not expressly or implicitly adopt or endorse any of the expressions, opinions or content posted by fans or any third parties on social media sites. We do not control, serve, adopt or endorse any content that may be published on any social media site. No part of any social media site is intended to make a recommendation or state a testimonial for or about a security, service or product, or to provide investment, tax or any other advice. At our discretion, we may block followers or remove comments for any reason.  We request that you keep your comments within the purposes of this site. In your comments, please avoid specific mention or discussions about investment advice or products, specific securities or investments, or trading strategies.  The entire content of the site, including third party posts, is archived by the broker-dealer to comply with securities regulations. 

It is up to you to read and understand the privacy policies and terms of service for each social media site you participate in, which includes joining any groups.  While we have a presence on one or more social media pages, we have no control over how the social media sites or other third parties will use the information you share.  To view the privacy policy of our broker-dealer, please go to

http://www.sagepointfinancial.com/sites/sagepointfinancial.com/files/docs/Privacy-Policy-SPF.pdf

IMPORTANT: We do not provide customer service or enable financial transactions through any social media site. Should any client of the firm have questions or concerns that are specific to their account(s), please contact our office directly. You should never post personal, account or transaction information anywhere on this site.

 “Likes” , “Favorites” or other similar functionality available through social media sites should not be considered a positive reflection of the services offered by David J. Sullwold.   Visitors to this page must avoid posting positive reviews of their experiences with the adviser or its services as such testimonials are prohibited under state and federal securities laws and may not reflect the experience of all clients of David J. Sullwold.

In certain instances, direct messages may be sent through social media sites.  Such messages, which may be confidential and/or privileged, are intended for use only by the intended recipient, any review; copying, distribution or use of these transmissions is strictly prohibited.  If you  receive a message in error, please (i) notify the sender immediately and (ii) destroy all copies of the message.

 

 

 

 

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